Web31 mrt. 2024 · IIROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their … MFDA and IIROC have consolidated. As of January 1, 2024 the MFDA and IIRO… IIROC oversees the registration of firms and individuals who provide advice and … IIROC offers free online Continuing Education courses, like video webcasts, semi… Web23 aug. 2024 · IIROC defines a short sale as the sale of a security, other than a derivative instrument, which the seller does not own either directly or through an agent or trustee. ... News & Events. Events. April 18, 2024 05:30 PM - 06:30 PM Financial Services Regulatory
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WebUpcoming Events Washing Away GreenWashing Risk April 11, 2024 3:00 pm - 4:00 pm LEARN MORE SRO Examination Series 3 – Business Conduct Compliance Exam May 09, 2024 8:00 am - 10:30 am LEARN MORE Key Considerations in ETF Portfolio Construction May 16, 2024 3:00 pm - 4:00 pm LEARN MORE REGISTER First & Last Name … Web10 apr. 2024 · IIROC is the national self-regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. SOURCE Investment Industry Regulatory Organization of Canada (IIROC) - Halts/Resumptions © Canada Newswire, source Canada Newswire English Financials … WebEEOC Sets 2024 Schedule for Training - fedweek.com. 4 days ago Web Dec 22, 2024 · Friday, January 27th, 2024 Federal Manager's Daily Report EEOC Sets 2024 Schedule … how to calculate % savings